Regulated Entities

Tiger Brokers (AU) Pty Limited, ABN 12 007 268 386, “TBAU”, holds an Australian Financial Services Licence (AFSL) no. 300767.
All investment products carry risk and are not suitable for all investors. The value of your investment may go down as well as up, which means you could get back less than your original amount put in. Options trading carries high level of risk and you should only trade with money you can afford to lose. Please ensure you fully understand the risks involved and seek independent advice if necessary. Past performance is no guarantee of future results.

Information provided by TBAU is not intended to be advice. If any advice is included, it does not take into account your objectives, financial situation or needs. Before acting on any advice, you should consider whether it’s appropriate to you, in light of your objectives, financial situation or needs. Please ensure you have read and understand the financial service guide, risk disclosure statements, relevant product disclosure statements and target market determinations, terms and conditions and other disclosure and legal documents before making any decision about TBAU’s products or services.

The material on this site is for information purpose only and does not constitute an offer to sell, a solicitation to buy, a recommendation or endorsement for any financial product or strategy. TBAU and its affiliates make no guarantee as to the accuracy or completeness of the views expressed on this website.

The information and services provided by TBAU and this site is not for residents outside Australia and is not intended for distribution to, or use by, any person in any country or jurisdiction where such distribution or use would be contrary to local law or regulation.

WEALTHN LLC
Wealthn LLC is a registered investment advisor with the SEC (No.: 801-114105) and regulated by the SEC.

TRADEUP SECURITIES, INC.
TradeUP Securities, Inc. is a licensed entity registered with the SEC (No.: 8-36754), member of the FINRA (CRD: 18483), member of the SIPC, member of the Depository Trust Company (DTC) and the National Securities Clearing Corporation (NSCC), and regulated by FINRA and SEC.

TIGER BROKERS (HK) GLOBAL LIMITED
Tiger Brokers (HK) Global Limited (Central No. BMU940) is a licensed corporation of the Securities and Futures Commission of Hong Kong holding Type 1 ("Dealing in Securities"), Type 2 ("Dealing in Futures Contracts"), Type 4 ("Advising on Securities") and Type 5 ("Advising on Futures Contracts") licenses.